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The Following Services will be performed for an Advisory Client
- Establish client objectives, goals, risk and time horizon through
a discovery meeting.
- Production of an investment proposal and establishment and maintenance of an appropriate
Investment Policy Statement for those assets under management by Forsyth Wealth Management.
- Coordination
of the establishment of appropriate accounts and related asset transfers.
- Customized implementation
of the Investment Policy through investment strategists. This will include manager and strategy selection.
- Active tax and cost efficient investment portfolio management for assets under management by institutional investment
managers. Monitoring and management of investment managers and vehicles selected for implementation.
- Rebalancing,
policy and/or strategy modification and/or manager replacements as needed.
- Detailed quarterly performance
reports and written reviews of the client investment portfolio(s) for assets under management on the Forsyth Wealth Management,
Inc. platform.
- As requested; implementation of cost and tax efficient liquidations for unanticipated cash flow
needs.
- Annual tax reporting (e.g., realized and unrealized gains, taxable interest and dividends) for client's
tax planning.
- Maintain and update, as necessary, a "Needs Analysis," an analytical process that evaluates
the likelihood of meeting stated goals, based on the client assets, liabilities, and relevant economic assumptions. This analysis,
is typically updated on an annual basis - more often if the client experiences a significant unanticipated life transition
or a dramatic change in market conditions.
A WEALTH MANAGEMENT OR FINANCIAL PLANNING Client The Following Services
will be performed for the Client
- All the services of an Investment Advisory Services Client.
- As requested; consultation and recommendations for cash flow strategies.
- As requested,
implementation of cash flow strategies for planned cash flow needs, including cash flow/emergency reserve account(s).
- Establish and maintain, as requested, non-discretionary investment accounts at selected custodians.
- Annual allocation review of client's total investment assets.
- Recommendations, as requested,
regarding investment options available in the client's company sponsored retirement plan (e.g. 401 k plan).
- Consultation, as requested, on investments the client holds, or is considering, that are not under our discretionary
management. However, this does not include detailed investment or cash flow analysis of any specific investment opportunity
not currently followed by our firm.
- As requested, for those clients wishing to do their own retirement
scenario planning, secure web based access to a client specific model using free Family Financial Website.
- Insurance needs analysis, as appropriate and requested, for life, disability, and long term care protection; recommendations
on types of policies, and appropriate coverage.
- Review and recommendations, as requested, of the client's
property and casualty coverage.
- Review and recommendations, as requested, of the client's personal and investment
mortgages, debt refinancing, and loan alternatives.
- Consultation, as requested, regarding the client's
estate planning issues.
- Consultation, as requested, regarding strategies for philanthropic and multigenerational
planning.
- Consultation, as requested, regarding insurance, tax, investment, estate, and retirement planning
strategies with other professionals that serve our clients.
- A secure web based document vault providing
for secure storage of important confidential documents and records (e.g., wills and trusts, tax records, investment policies,
insurance records).
For client's wishing a comprehensive review of their wealth
management issues, Forsyth WMS will generally establish an annual review plan, prioritized according to the client's needs.
Fees for Investment Advisory Services
Annual Platform
Fee based on Assets Under Management* *Please see our latest copy of
the company's ADV for all fees.
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