Wealth Management Solutions
Investment Advisory Services

The Following Services will be performed for the Client

 

  • Establish client objectives, goals, risk and time horizon through a discovery meeting.
  • Production of an investment proposal and establishment and maintenance of an appropriate Investment Policy Statement for those assets under management by Forsyth Wealth Management.
  • Coordination of the establishment of appropriate accounts and related asset transfers.
  • Customized implementation of the Investment Policy through investment strategists. This will include manager and strategy selection.
  • Active tax and cost efficient investment portfolio management for assets under management by institutional investment managers. Monitoring and management of investment managers and vehicles selected for implementation.
  • Rebalancing, policy and/or strategy modification and/or manager replacements as needed.
  • Detailed quarterly performance reports and written reviews of the client investment portfolio(s) for assets under management on the Forsyth Wealth Management, Inc. platform.
  • As requested; implementation of cost and tax efficient liquidations for unanticipated cash flow needs.
  • Annual tax reporting (e.g., realized and unrealized gains, taxable interest and dividends) for client's tax planning.
  • Maintain and update, as necessary, a "Capital Needs Analysis," an analytical process that evaluates the likelihood of meeting stated goals, based on the client assets, liabilities, and relevant economic assumptions. This analysis, is typically updated on an annual basis - more often if the client experiences a significant unanticipated life transition or a dramatic change in market conditions.

WEALTH MANAGEMENT  AND FINANCIAL PLANNING SERVICES

The Following Services will be performed for the Client

 

  • All the services of an Investment Advisory Services Client.
  • As requested; consultation and recommendations for cash flow strategies.
  • As requested, implementation of cash flow strategies for planned cash flow needs, including cash flow/emergency reserve account(s).
  • Establish and maintain, as requested, non-discretionary investment accounts at selected custodians.
  • Annual allocation review of client's total investment assets.
  • Recommendations, as requested, regarding investment options available in the client's company sponsored retirement plan (e.g. 401 k plan).
  • Consultation, as requested, on investments the client holds, or is considering, that are not under our discretionary management. However, this does not include detailed investment or cash flow analysis of any specific investment opportunity not currently followed by our firm.
  • As requested, for those clients wishing to do their own retirement scenario planning, secure web based access to a client specific model using MoneyGuidePro.
  • Insurance needs analysis, as appropriate and requested, for life, disability, and long term care protection; recommendations on types of policies, and appropriate coverage.
  • Review and recommendations, as requested, of the client's property and casualty coverage.
  • Review and recommendations, as requested, of the client's personal and investment mortgages, debt refinancing, and loan alternatives.
  • Consultation, as requested, regarding the client's estate planning issues.
  • Consultation, as requested, regarding strategies for philanthropic and multigenerational planning.
  • Consultation, as requested, regarding insurance, tax, investment, estate, and retirement planning strategies with other professionals that serve our clients.
  • A secure web based document vault providing for secure storage of important confidential documents and records (e.g., wills and trusts, tax records, investment policies, insurance records).

 

For client's wishing a comprehensive review of their wealth management issues, Forsyth WMS will generally establish an annual review plan, prioritized according to the client's needs.

 

Fee Schedule for Investment Advisor Services

Annual Platform Fee based on Assets Under Management*

 

First $ 2,000,000                                         1.00%

Next $ 3,000,000                                         0.50%

Next $ 5,000,000                                         0.35%

Next $10,000,000                                        0.20%

Next $20,000,000+                                      0.15%

 

*A different fee schedule applies for accounts under $2,000,000.

 

Please contact James A. Lavorgna for a confidential consultation at

(704) 902-0972.

 

Our Services

Wealth Management
 
Financial Planning
 
Portfolio and Investment Management
 
Global Estate Planning
 
Strategic Tax Planning
 
Asset Protection

Privacy Policy

United States Department of Treasury Regulation Circular 230 requires that we notify you that, with respect to any statements regarding tax matters made herein, including any attachments, (1) nothing herein was intended or written to be used, and cannot be used by you, to avoid tax penalties; and (2) nothing contained herein was intended or written to be used, and cannot be used, or referred to in any marketing or promotional materials. Further, to the extent any tax statement or tax advice is made herein, Forsyth wealth Management, Inc. does not and will not impose any limitation on disclosure of the tax treatment or tax structure of any transactions to which such tax statement or tax advice relates. Forsyth Wealth Management, Inc. does not provide legal advice to clients. You should review your particular circumstances with your independent legal and tax advisors.